Compliance Officer (Wealth Management / Retail Finance)

Compliance Officer (Wealth Management / Retail Finance)

£32,000-£40,000 + Company Bonus + Progression + Study Support + Hybrid Working + Company Benefits

Rochester

Are you a Compliance Officer or similar from a Wealth Management / Retail Finance or similar background looking for a specialist role where no two days will be the same within a well-established Financial Advisory company who pride themselves on looking after and developing their staff in a role offering ongoing progression?

This well-established Advisory Firm have seen ongoing stability since their establishment whilst building a loyal client base of primarily Private Clients. Due to an ever increasing workload they are looking to welcome an additional member to their collaborative team.

This is a varied role where no two days will be the same. You will be part of a tight-knit Compliance team responsible for reviewing existing policies and suggesting suitable improvements. You will also be involved in regulatory reporting, reviews and strategic decisions as you work closely with other departments across the business.

This role would suit a Compliance Officer or similar looking for a varied position within a well-established firm offering the chance to work as part of a supportive and friendly team and increase your earnings through a bonus.

The Role:

• Monitor, gather data and report on regulatory changes
• Review existing processes and implement new ideas
• Support management with strategic decisions
• Work within team of 5 and liaise closely with different departments
• Hybrid role – 3x p/week (after probation)

The Person:

• Compliance Officer
• Wealth Management / Financial Advisory / Retail Finance background
• Commutable to Rochester

Compliance, Officer, Quality, Retail, Financial Planning, Wealth Management, Administration, Public, Finance, Specialist, Kent, Rochester, South East, Medway, Gillingham

Reference number: BBBH24045

If you are interested in this role, click ‘apply now’ to forward an up-to-date copy of your CV.

We are an equal opportunities employer and welcome applications from all suitable candidates. The salary advertised is a guideline for this position. The offered renumeration will be dependent on the extent of your experience, qualifications, and skill set.

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